Regulatory Outsourced Compliance Services (“ROCS”)

Optima’s Regulatory Outsourced Compliance Services (“ROCS”) allows license holding MSBs to comply with non-AML, regulatory and reporting obligations in all states.  Managing financial, periodic, event reports becomes a cumbersome and daunting task which only becomes more so as you successfully add licenses to your services footprint.

Through the use of Optima’s proprietary Reg Compass software, and the deployment of singularly skilled staff, Optima receives all financial and regulatory data required to be reported to state regulators and generates reports that are customized to meet each state’s individual  requirements.  We create efficiencies that require you only to generate the reportable information in one instance and we take care of the rest.  No need to repeatedly duplicate the same information each time a separate report is required for each state.  Though Optima’s management of your non-AML reporting responsibilities you comply with all reporting obligations while enjoying economies of scale and a beneficial cost structure.